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J.P. Morgan Asset Management’s website and/or mobile terms, privacy and security policies don't apply to the site or app you're about to visit. Please review its terms, privacy and security policies to see how they apply to you. J.P. Morgan Asset Management isn’t responsible for (and doesn't provide) any products, services or content at this third-party site or app, except for products and services that explicitly carry the J.P. Morgan Asset Management name.​
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  1. Privacy

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Privacy

New York's 529 Advisor-Guided College Savings Program is committed to safeguarding your privacy. While information we collect about you is critical to providing superior service, we are dedicated to maintaining its confidentiality. This statement of our privacy policy is intended to help you understand the ways we gather, use and protect your financial information.

We gather personal information about you from the following sources:

Information we receive from you on the Enrollment Application or other forms, on www.jpmorgan529.com, ny529advisor.com or through other means;

Information we receive from you or your broker-dealer or financial intermediary through transactions, correspondence and other communications with us;

Information we otherwise obtain from you or your broker-dealer or financial intermediary in connection with your Advisor-Guided Plan.

We may disclose information we have about you to companies who help us maintain and service your account. For instance, we will share information with JPMorgan Funds Management, Inc., the Plan Administrator and also with the company providing participant record keeping services, which needs this information to process transactions in your account. In addition, we may share personal information to protect against fraud or to respond to subpoenas. Finally, we may share information with the broker-dealer or financial intermediary through whom you opened your account. Each company with whom we share information is prohibited from disclosing or using the information for any purpose other than the purposes for which it is provided to them.

Under the terms of the Management Agreement and certain related agreements, Ascensus Broker Dealer Services and JPMorgan are required to treat all Account Owner and Beneficiary information confidentially. Ascensus Broker Dealer Services and JPMorgan are prohibited from using or disclosing such information, except as may be necessary to perform their obligations under the terms of the Management Agreement and such related agreements. In addition, the Advisor-Guided Plan is subject to the New York State Personal Privacy Protection Law.

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Privacy | New York State Privacy | Security | Disclosure Booklet | Contact Us

INVESTMENTS ARE NOT FDIC INSURED, MAY LOSE VALUE AND ARE NOT BANK GUARANTEED.

 

For more information about New York’s 529 Advisor-Guided College Savings Program, you may contact your financial advisor or obtain an Advisor-Guided Plan Disclosure Booklet and Tuition Savings Agreement at www.ny529advisor.com or by calling 1-800-774-2108. This document includes investment objectives, risks, charges, expenses, and other information. You should read and consider it carefully before investing.

Before you invest, consider whether your or the beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in that state’s qualified tuition program.

The Comptroller of the State of New York and the New York State Higher Education Services Corporation are the Program Administrators and are responsible for implementing and administering New York’s 529 Advisor-Guided College Savings Program (the “Advisor-Guided Plan”). Ascensus Broker Dealer Services, LLC (“ABD”) serves as Program Manager for the Advisor-Guided Plan. ABD and its affiliates have overall responsibility for the day-to-day operations of the Advisor-Guided Plan, including recordkeeping and administrative services. J.P. Morgan Investment Management Inc. serves as the Investment Manager. JPMorgan Distribution Services, Inc. markets and distributes the Advisor-Guided Plan. JPMorgan Distribution Services, Inc. is a member of FINRA.

No guarantee: None of the State of New York, its agencies, the Federal Deposit Insurance Corporation, J.P. Morgan Investment Management Inc., Ascensus Broker Dealer Services, LLC, JPMorgan Distribution Services, Inc., nor any of their applicable affiliates insures accounts or guarantees the principal deposited therein or any investment returns on any account or investment portfolio.

New York’s 529 College Savings Program currently includes two separate 529 plans. The Advisor-Guided Plan is sold exclusively through financial advisory firms who have entered into Advisor-Guided Plan selling agreements with JPMorgan Distribution Services, Inc. You may also participate in the Direct Plan, which is sold directly by the Program and offers lower fees. However, the investment options available under the Advisor-Guided Plan are not available under the Direct Plan. The fees and expenses of the Advisor-Guided Plan include compensation to the financial advisory firm. Be sure to understand the options available before making an investment decision.

The Program Administrators, the Program Manager and JPMorgan Distribution Services, Inc., and their respective affiliates do not provide legal or tax advice. This information is provided for general educational purposes only. This is not to be considered legal or tax advice. Investors should consult with their legal or tax advisors for personalized assistance, including information regarding any specific state law requirements.

Ugift is a registered service mark of Ascensus Broker Dealer Services, LLC.

If you need additional support in viewing the information on our website, please call our Investor Service Center at 1-800-774-2108 for assistance.

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