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Literature and Forms

The following literature and forms are available for download to help you learn more about the Advisor-Guided Plan as well as service your existing account. Please note that the literature and forms are available in Adobe Acrobat (PDF) format. If you do not have Adobe Acrobat Reader, please go to Adobe's website to download.

Please contact your financial professional for new account applications.

This page contains fillable forms that may not be supported in Chrome or Firefox. If you are experiencing issues, please open the desired form in Internet Explorer or Adobe Acrobat Reader. 

Literature Forms
Literature
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Advisor-Guided 529 Plan Disclosure Booklet

15 Dec 2020

Disclosure and supplement

  • Email This
  • Download

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Advisor-Guided 529 Plan Disclosure Booklet

15 Dec 2020

Disclosure and supplement

  • Email This
  • Download

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Performance Report: 529

30 Dec 2020

Monthly Performance Report

  • Email This
  • Download

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Performance Report: 529

30 Dec 2020

Monthly Performance Report

  • Email This
  • Download

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529 Group Plan FAQs

30 Jun 2020

529 Group Plan FAQs

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  • Download

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529 Group Plan FAQs

30 Jun 2020

529 Group Plan FAQs

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  • Download

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Group Plan Employer

30 Jun 2020

529 Employer Group Plan Brochure

  • Email This
  • Download

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Group Plan Employer

30 Jun 2020

529 Employer Group Plan Brochure

  • Email This
  • Download

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529 Group Plan Employee Flyer

30 Jun 2020

529 Group Plan Employee Brochure

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  • Download

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529 Group Plan Employee Flyer

30 Jun 2020

529 Group Plan Employee Brochure

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  • Download

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College Planning Essentials: 2020

30 Jun 2020

College Planning Essentials is filled with easy-to-understand charts to help college savers overcome common myths and make well-informed savings and investment decisions.

  • Email This
  • Download

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College Planning Essentials: 2020

30 Jun 2020

College Planning Essentials is filled with easy-to-understand charts to help college savers overcome common myths and make well-informed savings and investment decisions.

  • Email This
  • Download

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529 - Advisor- Guided Fast Facts

19 Jan 2021

529 - Advisor- Guided Fast Facts

  • Email This
  • Download

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529 - Advisor- Guided Fast Facts

19 Jan 2021

529 - Advisor- Guided Fast Facts

  • Email This
  • Download

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Advisor-Guided Plan Fast Facts (RIA)

19 Jan 2021

Important information about the Advisor-Guided 529 Plan.

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  • Download

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Advisor-Guided Plan Fast Facts (RIA)

19 Jan 2021

Important information about the Advisor-Guided 529 Plan.

  • Email This
  • Download

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529 – Consumer brochure

19 Jan 2021

Detailed overview of Plan features and benefits.

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  • Download

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529 – Consumer brochure

19 Jan 2021

Detailed overview of Plan features and benefits.

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  • Download

Forms
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General Enrollment Application

04 Aug 2020

  • Email This
  • Download

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General Enrollment Application

04 Aug 2020

  • Email This
  • Download

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Trusted Contact Person Form

28 Jul 2020

  • Email This
  • Download

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Trusted Contact Person Form

28 Jul 2020

  • Email This
  • Download

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Rollover Form

09 Jun 2020

  • Email This
  • Download

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Rollover Form

09 Jun 2020

  • Email This
  • Download

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Rights of Accumulation Form

22 Jul 2020

  • Email This
  • Download

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Rights of Accumulation Form

22 Jul 2020

  • Email This
  • Download

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Withdrawal Request Form

22 Jul 2020

  • Email This
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Withdrawal Request Form

22 Jul 2020

  • Email This
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Additional Contribution Form

09 Jun 2020

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Additional Contribution Form

09 Jun 2020

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  • Download

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Recurring Contributions and Electronic Bank Transfer Form

22 Jul 2020

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Recurring Contributions and Electronic Bank Transfer Form

22 Jul 2020

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Annual Exchange and Future Contribution Form

22 Jul 2020

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  • Download

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Annual Exchange and Future Contribution Form

22 Jul 2020

  • Email This
  • Download

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Payroll Direct Deposit Form

22 Jul 2020

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Payroll Direct Deposit Form

22 Jul 2020

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Beneficiary Change Form

22 Jul 2020

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Beneficiary Change Form

22 Jul 2020

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  • Download

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Account Information Change Form

22 Jul 2020

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  • Download

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Account Information Change Form

22 Jul 2020

  • Email This
  • Download

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Broker Dealer Change Request Form

22 Jul 2020

  • Email This
  • Download

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Broker Dealer Change Request Form

22 Jul 2020

  • Email This
  • Download

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Employer Group Verification Form

22 Jul 2020

  • Email This
  • Download

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Employer Group Verification Form

22 Jul 2020

  • Email This
  • Download

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Durable Power of Attorney and Indemnification Form

09 Jun 2020

  • Email This
  • Download

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Durable Power of Attorney and Indemnification Form

09 Jun 2020

  • Email This
  • Download

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Account Owner Change Form

22 Jul 2020

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  • Download

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Account Owner Change Form

22 Jul 2020

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  • Download

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Organization Resolution Form

09 Jun 2020

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Organization Resolution Form

09 Jun 2020

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  • Download

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Privacy | New York State Privacy | Security | Disclosure Booklet | Contact Us

INVESTMENTS ARE NOT FDIC INSURED, MAY LOSE VALUE AND ARE NOT BANK GUARANTEED.

 

Before you invest, consider whether your or the Beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in that state’s qualified tuition program.

The Comptroller of the State of New York and the New York State Higher Education Services Corporation are the Program Administrators and are responsible for implementing and administering New York’s 529 Advisor-Guided College Savings Program (the “Advisor-Guided Plan”). Ascensus Broker Dealer Services, LLC serves as Program Manager for the Advisor-Guided Plan. Ascensus Broker Dealer Services, LLC and its affiliates have overall responsibility for the day-to-day operations of the Advisor-Guided Plan, including recordkeeping and administrative services. J.P. Morgan Investment Management Inc. serves as the Investment Manager. JPMorgan Distribution Services, Inc. markets and distributes the Advisor-Guided Plan. JPMorgan Distribution Services, Inc. is a member of FINRA.

No guarantee: None of the State of New York, its agencies, the Federal Deposit Insurance Corporation, J.P. Morgan Investment Management Inc., Ascensus Broker Dealer Services, LLC, JPMorgan Distribution Services, Inc., nor any of their applicable affiliates insures accounts or guarantees the principal deposited therein or any investment returns on any account or investment portfolio.

New York’s 529 College Savings Program currently includes two separate 529 plans. The Advisor-Guided Plan is sold exclusively through financial advisory firms who have entered into Advisor-Guided Plan selling agreements with JPMorgan Distribution Services, Inc. You may also participate in the Direct Plan, which is sold directly by the Program and offers lower fees. However, the investment options available under the Advisor-Guided Plan are not available under the Direct Plan. The fees and expenses of the Advisor-Guided Plan include compensation to the financial advisory firm. Be sure to understand the options available before making an investment decision.

For more information about New York’s 529 Advisor-Guided College Savings Program, you may contact your financial advisor or obtain an Advisor-Guided Plan Disclosure Booklet and Tuition Savings Agreement at www.ny529advisor.com or by calling 1-800-774-2108. This document includes investment objectives, risks, charges, expenses, and other information. You should read and consider it carefully before investing.

The Program Administrators, the Program Manager and JPMorgan Distribution Services, Inc., and their respective affiliates do not provide legal or tax advice. This information is provided for general educational purposes only. This is not to be considered legal or tax advice. Investors should consult with their legal or tax advisors for personalized assistance, including information regarding any specific state law requirements.

Ugift is a registered service mark of Ascensus Broker Dealer Service, Inc.

If you need additional support in viewing the information on our website, please call our Investor Service Center at 1-800-774-2108 for assistance.

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